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Methods and applications of DEA cross-efficiency: Review and future perspectives

Jie WU, Jiasen SUN, Liang LIANG

《工程管理前沿（英文）》 2021年 第8卷 第2期   页码 199-211 doi: 10.1007/s42524-020-0133-1

摘要： The field of engineering management usually involves evaluation issues, such as program selection, team performance evaluation, technology selection, and supplier evaluation. The traditional self-evaluation data envelopment analysis (DEA) method usually exaggerates the effects of several inputs or outputs of the evaluated decision-making unit (DMU), resulting in unrealistic results. To address this problem, scholars have proposed the cross-efficiency evaluation (CREE) method. Compared with the DEA method, CREE can rank DMUs more completely by using reasonable weights. With the extensive application of this technique, several problems, such as non-unique weights and non-Pareto optimal results, have arisen in CREE methods. Therefore, the improvement of CREE has attracted the attention of many scholars. This paper reviews the theory and applications of CREE, including the non-uniqueness problem, the aggregation of cross-efficiency data, and applications in engineering management. It also discusses the directions for future research on CREE.

关键词： cross-efficiency evaluation     efficiency     secondary goal model     aggregation     review    

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Energy neutrality potential of wastewater treatment plants: A novel evaluation framework integratingenergy efficiency and recovery

《环境科学与工程前沿（英文）》 2022年 第16卷 第9期 doi: 10.1007/s11783-022-1549-0

摘要：

• Framework of indicators was established based on energy efficiency and recovery.

关键词： Wastewater treatment plants     Energy neutrality potential     Energy efficiency     Energy recovery     Evaluation framework    

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A Comprehensive Evaluation of Policy Effectiveness for Energy Efficiency in Existing Buildings

Xing Wei,Han-ding Guo

《工程管理前沿（英文）》 2014年 第1卷 第4期   页码 341-347 doi: 10.15302/J-FEM-2014060

摘要： The healthy and stable development of energy efficiencies in existing buildings cannot be separated from effective policy operation, and evaluating policy effectiveness contributes to scientifically-sound government decision-making. This paper creates an evaluation index system and a grey comprehensive evaluation model for policy effectiveness for energy efficiency in existing buildings using three dimensions: 1) the effect of the policy itself; 2) the administrative effect of the policy; and 3) policy implementation effects. It chooses the government’s subsidy policy and preferential tax policy at market cultivation stage for its empirical comparative evaluation. The evaluation indicates that the former is more effective. Finally, it puts forward policy development suggestions from the perspective of: 1) clarifying incentive object; 2) broadening incentive scope; 3) increasing incentive intensity; and 4) innovating incentive mode.

关键词： grey comprehensive evaluation     existing buildings     energy efficiency     policies effectiveness    

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Basic model study on efficiency evaluation in collaborative design work process

XIE Qiu, YANG Yu, LI Xiaoli, ZHAO Ningyu

《机械工程前沿（英文）》 2007年 第2卷 第3期   页码 344-349 doi: 10.1007/s11465-007-0060-4

摘要： During the efficiency evaluation process of collaborative design work, because of the lack of efficiency evaluation models, a basic analytical model for collaborative design work efficiency evaluation is proposed in this paper. First, the characteristics of the networked collaborative design system work process were studied; then, in accordance with those characteristics, a basic analytical model is created. This model, which is built for centralized collaborative design work, includes an analytical frame, a process view model, a function view model and an information view model. Finally, the application process and steps of this basic analytical model are elaborated when used for efficiency evaluation through an experiment.

关键词： function     system work     evaluation process     efficiency evaluation     design work    

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Tender evaluation through efficiency analysis for public construction contracts

Stefan NIEWERTH, Peter VOGT, Markus THEWES

《工程管理前沿（英文）》 2022年 第9卷 第1期   页码 148-158 doi: 10.1007/s42524-020-0119-z

摘要： Given the European Public Procurement Directive 2014/24/EU, policymakers have ordered the inclusion of various criteria, such as the price, life-cycle costs, environmental, and social aspects, in the evaluation of tenders for public construction projects. Consequently, the relevance of non-monetary award criteria has gained significant value. However, the established evaluation formulas, which are used to obtain the best value for money procurement, have resulted in legal disputes. The existing evaluation formulas exhibit mathematical weaknesses, wherein scoring indices do not express economic efficiency adequately. Thus, a conflict is observed between the political requirement of non-monetary award criteria and their evaluation by contracting authorities. To overcome such dilemma, an extensive literature review is conducted. Specifically, this study explores the essential problems of existing evaluation formulas and develops a more reliable method. The technique from the field of efficiency analysis, i.e., Data Envelopment Analysis (DEA), is adopted in this study. For contract awarding, the DEA is extended by introducing a decision theoretical framework. For public procurement, the proposed method combines two advantages. First, the proposed method ensures the derivation of a robust tender ranking given that with respect to clients’ preferences, irrelevant and insufficiently tailored tenders do not influence the scoring. Second, the proposed method supports the intention of policy makers to promote public goals, such as sustainable aspects. By disclosing the strengths and weaknesses of bidders with respect to their competitors, all bidders can obtain a precise overview of their performance regarding the award criteria. In sum, the proposed method allows a targeted improvement of certain criteria values in future tenders and consequently leads to an enhancement of public goals.

关键词： bid evaluation     public procurement     best value for money     data envelopment analysis     contractor selection    

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Coupling evaluation for material removal and thermal control on precision milling machine tools

《机械工程前沿（英文）》 2022年 第17卷 第1期   页码 12-12 doi: 10.1007/s11465-021-0668-9

摘要： Machine tools are one of the most representative machining systems in manufacturing. The energy consumption of machine tools has been a research hotspot and frontier for green low-carbon manufacturing. However, previous research merely regarded the material removal (MR) energy as useful energy consumption and ignored the useful energy consumed by thermal control (TC) for maintaining internal thermal stability and machining accuracy. In pursuit of energy-efficient, high-precision machining, more attention should be paid to the energy consumption of TC and the coupling relationship between MR and TC. Hence, the cutting energy efficiency model considering the coupling relationship is established based on the law of conservation of energy. An index of energy consumption ratio of TC is proposed to characterize its effect on total energy usage. Furthermore, the heat characteristics are analyzed, which can be adopted to represent machining accuracy. Experimental study indicates that TC is the main energy-consuming process of the precision milling machine tool, which overwhelms the energy consumption of MR. The forced cooling mode of TC results in a 7% reduction in cutting energy efficiency. Regression analysis shows that heat dissipation positively contributes 54.1% to machining accuracy, whereas heat generation negatively contributes 45.9%. This paper reveals the coupling effect of MR and TC on energy efficiency and machining accuracy. It can provide a foundation for energy-efficient, high-precision machining of machine tools.

关键词： machine tools     cutting energy efficiency     thermal stability     machining accuracy     coupling evaluation    

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Efficiency evaluation of government investment for air pollution control in city clusters: A case from

《工程管理前沿（英文）》   页码 612-624 doi: 10.1007/s42524-023-0269-x

摘要： Air pollution poses a significant threat to human health, particularly in urban areas with high levels of industrial activities. In China, the government plays a crucial role in managing air quality through the Air Pollution Prevention and Control Action Plan. The government provides direct financial support and guides the investment direction of social funds to improve air quality. While government investment has led to improvements in air quality across China, concerns remain regarding the efficiency of such large-scale investments. To address this concern, we conducted a study using a three-stage data envelopment analysis (DEA)-Malmquist model to assess the efficiency of government investment in improving air quality in China. Our analysis revealed regional disparities and annual dynamic changes. Specifically, we focused on the Beijing–Tianjin–Hebei areas as a case study, as the investment primarily targeted industrial activities in urban areas with the goal of improving living conditions for urban residents. The results demonstrate significant differences in investment efficiency between regions. Beijing exhibits relatively high investment efficiency, while cities in Hebei Province require improvement. We identified scale inefficiency, which refers to the ratio of air pollutant reduction to financial investment, as the main factor contributing to regional disparities. However, we found that increasing the total investment scale can help mitigate this effect. Furthermore, our study observed positive but fluctuating annual changes in investment efficiency within this city cluster from 2014 to 2018. Investment-combined technical efficiency, which represents the investment strategy, is the main obstacle to improving yearly investment efficiency. Therefore, in addition to promoting investment strategies at the individual city level, it is crucial to enhance coordination and cooperation among cities to improve the investment efficiency of the entire city cluster. Evaluating the efficiency of government investment and understanding its influencing factors can guide future investment measures and directions. This knowledge can also support policymaking for other projects involving substantial investments.

关键词： investment efficiency     government investment     air pollution control     three-stage DEA-Malmquist model    

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Research on Evaluating the Efficiency of the Project Financing of the Energy Service Company

Bao-zhen Zhang,Han-ding Guo,Cai-xia Yang,Lei Wang

《工程管理前沿（英文）》 2016年 第3卷 第3期   页码 252-257 doi: 10.15302/J-FEM-2016044

摘要： The financing efficiency evaluation of the ESCO (Energy Service Company) is an important approach to improve the operation efficiency of existing building energy-saving projects. To scientifically and reasonably evaluate the financing efficiency of the ESCO, this paper puts forward a combination evaluation model based on the method set. Firstly, the method set is composed of different methods that meet the demand of statistical coherence, and KENALL-W coefficient test of concordance is used to check up the coherence of the ranking results of the different methods. Secondly, mean, Borda and Copeland are used separately for calculating the combination evaluation results and the circular combination method is used to ensure the coherence of evaluation results. Finally, the combination evaluation model is used to evaluate the 10 ESCO business project financing benefits, and the effectiveness of the models is verified accordingly.

关键词： ESCO     project financing     financing efficiency     method set     combination evaluation    

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Evaluation and prediction of slope stability using machine learning approaches

《结构与土木工程前沿（英文）》 2021年 第15卷 第4期   页码 821-833 doi: 10.1007/s11709-021-0742-8

摘要： In this paper, the machine learning (ML) model is built for slope stability evaluation and meets the high precision and rapidity requirements in slope engineering. Different ML methods for the factor of safety (FOS) prediction are studied and compared hoping to make the best use of the large variety of existing statistical and ML regression methods collected. The data set of this study includes six characteristics, namely unit weight, cohesion, internal friction angle, slope angle, slope height, and pore water pressure ratio. The whole ML model is primarily divided into data preprocessing, outlier processing, and model evaluation. In the data preprocessing, the duplicated data are first removed, then the outliers are filtered by the LocalOutlierFactor method and finally, the data are standardized. 11 ML methods are evaluated for their ability to learn the FOS based on different input parameter combinations. By analyzing the evaluation indicators R 2, MAE, and MSE of these methods, SVM, GBR, and Bagging are considered to be the best regression methods. The performance and reliability of the nonlinear regression method are slightly better than that of the linear regression method. Also, the SVM-poly method is used to analyze the susceptibility of slope parameters.

关键词： slope stability     factor of safety     regression     machine learning     repeated cross-validation    

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渤海海峡跨海通道桥隧方案比选研究

宋克志

《中国工程科学》 2013年 第15卷 第12期   页码 52-60

摘要：

从对航空及航运的影响、通行能力和行车舒适性、行车安全与气候适应性、施工难度及工程风险等方面对桥梁、隧道方案各自的技术特性进行了分析与比较。从技术角度考虑，桥隧方案皆具有实施的可行性，隧道在航运影响、气候适应性、生态环境等方面明显优于桥梁，而桥梁则在通行能力、施工难度和风险、运营成本、行车安全、行车舒适性、景观效果等方面优于隧道。随后，运用层次分析法建立了渤海海峡跨海通道比较评价的指标体系，并确定了各指标的权重系数。通过专家打分法和隶属度函数取得各定性指标和定量指标的隶属度，最后运用模糊综合评价模型计算全桥梁、全隧道及桥隧组合方案的模糊综合评价值，全隧道方案评价得分最高，因此，推荐渤海海峡跨海通道采用全隧道方案。

关键词： 桥梁与隧道工程     跨海通道     渤海海峡     方案比选     模糊综合评价    

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Experimental evaluation of a 35 kVA downdraft gasifier

Ashok Jayawant Rao KECHE, Gaddale AMBA PRASAD RAO

《能源前沿（英文）》 2013年 第7卷 第3期   页码 300-306 doi: 10.1007/s11708-013-0247-9

摘要： Energy conversion systems based on biomass are particularly interesting because biomass utilization effectively closes the carbon cycle besides achieving self-sustainability. Biomass is particularly useful for highly populated and agriculture dependent economic nations like China and India. A compact and cost effective downdraft gasification system was developed. The present paper describes an experimental investigation on a biomass based gasifier engine system with a capacity of 35 kVA for power generation application. The problem of cooling and cleaning the hot and dirty gas from the gasifier has been satisfactorily solved by the effective cooling and filtration system. The gasifier developed is observed to be operation friendly. The quality of gas was evaluated in terms of its composition, conversion efficiency and total particulate matter. The maximum output of the power plant was obtained at the combustion zone temperature of 850oC. The experimental investigations showed that the percentage reduction in total particulate matter is 89.32%. The conversion efficiency of the biomass gasifier is found to be dependent on the operation conditions and fuel properties of the gasifier. The optimum value of equivalence ratio was observed to be 0.3134 for achieving the maximum gas conversion efficiency of the present gasifier configuration.

关键词： biomass     gasification     producer gas     equivalence ratio     total particulate matter     conversion efficiency of gasifier    

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独头巷道空气年龄及通风有效性评价研究

王海桥,田峰,黄俊歆,陈涛

《中国工程科学》 2007年 第9卷 第11期   页码 43-47

摘要：

根据独头巷道作业空间的特点，给出了独头巷道局部空气年龄、平均空气年龄的定义及其计算模型，用示踪气体测定平均空气年龄的方法和原理，并用CFD (computational fluid dynamics)对独头巷道附壁受限射流通风流场及平均空气年龄进行了数值计算，得出了独头巷道空间通风流场和平均空气年龄分布，建立了计算换气效率和排污效率的数学模型。研究表明影响通风有效性的主要因素是空气年龄和污染物浓度，而影响空气年龄主要是通风气流组织和通风量。为评价独头巷道通风有效性提供了一种新的理论依据。

关键词： 独头巷道     平均空气年龄     通风有效性     换气效率     排污效率    

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Prevalence and determinations of physical inactivity among public hospital employees in Shanghai, China: a cross-sectional

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《医学前沿（英文）》 2015年 第9卷 第1期   页码 100-107 doi: 10.1007/s11684-014-0372-9

摘要：

This study aims to explore the prevalence and determinations of physical inactivity among hospital employees in Shanghai, China. A cross-sectional study of 4612 employees aged 19 to 68 years was conducted through stratified cluster sampling from different classes of Shanghai hospitals in 2011. The total physical activity was evaluated using the metabolic equivalent according to the Global Physical Activity Questionnaire. Among the participants, 38.5%, 32.3%, and 64.6% of the employees are inactive at work, commuting, and taking leisure time, respectively. Up to 41.8% of the men and 37.8% of the women (P = 0.012) are physically inactive. When the age and educational level are adjusted, male doctors and medical technicians show a higher percentage of physical inactivity than male workers in logistics (P = 0.001). Among females, employees who are working in second- and third-class hospitals show a higher proportion of physical inactivity than those who are working in community health care centers. Logistic regression analyses show that the odds ratios (ORs) of leisure-time physical inactivity associated with the intensity of physical activity at work are 2.259, 2.897, and 4.266 for men (P<0.001) and 2.456, 3.259, and 3.587 for women (P<0.001), respectively. The time during commuting activities is significantly associated with leisure-time physical inactivity in either sex (OR= 2.116 for men and 2.173 for women, P<0.001). Hospital employees, particularly doctors and medical technicians, show a higher proportion of physical inactivity than other inhabitants in Shanghai. The time and intensity of activity at work and commuting are associated with leisure-time activities.

关键词： prevalence     determination     employee     public hospital     cross-sectional study     physical inactivity    

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River Chief System (RCS): An experiment on cross-sectoral coordination of watershed governance

Longfei Wang, Jiaxin Tong, Yi Li

《环境科学与工程前沿（英文）》 2019年 第13卷 第4期 doi: 10.1007/s11783-019-1157-9

摘要：

The trans-regional characteristics of watershed governance produce more problems beyond the capacity of each individual water-related department, leading to the fragmentation of watershed management. The River Chief System (RCS) has experienced swift developments over the past decade in China by appointing the local government heads as river chiefs. RCS works efficiently in the short-term due to its superiority in the inclusion of clear responsibility, authority, and multi-sectoral collaboration. However, the characteristics of the authority-based vertical coordination of the hierarchical system remain unchanged, and therefore the problems of organizational logic and the responsibility dilemma still exist. Tasks including perfecting of laws, integrated watershed management, and public participation still need to be completed. RCS reflects the routine and characteristics of the migration of national governance, and as such provides new insights for other developing countries in the design of river management systems.

关键词： River Chief System     Watershed governance     Cross-sectoral coordination     Environmental protection    

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The effect of different agricultural management practices on irrigation efficiency, water use efficiency

La ZHUO, Arjen Y. HOEKSTRA

《农业科学与工程前沿（英文）》 2017年 第4卷 第2期   页码 185-194 doi: 10.15302/J-FASE-2017149

摘要： This paper explores the effect of varying agricultural management practices on different water efficiency indicators: irrigation efficiency (IE), crop water use efficiency (WUE), and green and blue water footprint (WF). We take winter wheat in an experimental field in Northern China as a case study and consider a dry, average and wet year. We conducted 24 modeling experiments with the AquaCrop model, for all possible combinations of four irrigation techniques, two irrigation strategies and three mulching methods. Results show that deficit irrigation most effectively improved blue water use, by increasing IE (by 5%) and reducing blue WF (by 38%), however with an average 9% yield reduction. Organic or synthetic mulching practices improved WUE (by 4% and 10%, respectively) and reduced blue WF (by 8% and 17%, respectively), with the same yield level. Drip and subsurface drip irrigation improved IE and WUE, but drip irrigation had a relatively large blue WF. Improvements in one water efficiency indicator may cause a decline in another. In particular, WUE can be improved by more irrigation at the cost of the blue WF. Furthermore, increasing IE, for instance by installing drip irrigation, does not necessarily reduce the blue WF.

关键词： field management     irrigation efficiency     water footprint     water productivity     water use efficiency    

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标题 作者 时间 类型 操作

Methods and applications of DEA cross-efficiency: Review and future perspectives

Jie WU, Jiasen SUN, Liang LIANG

期刊论文

Energy neutrality potential of wastewater treatment plants: A novel evaluation framework integratingenergy efficiency and recovery

期刊论文

A Comprehensive Evaluation of Policy Effectiveness for Energy Efficiency in Existing Buildings

Xing Wei,Han-ding Guo

期刊论文

Basic model study on efficiency evaluation in collaborative design work process

XIE Qiu, YANG Yu, LI Xiaoli, ZHAO Ningyu

期刊论文

Tender evaluation through efficiency analysis for public construction contracts

Stefan NIEWERTH, Peter VOGT, Markus THEWES

期刊论文

Coupling evaluation for material removal and thermal control on precision milling machine tools

期刊论文

Efficiency evaluation of government investment for air pollution control in city clusters: A case from

期刊论文

Research on Evaluating the Efficiency of the Project Financing of the Energy Service Company

Bao-zhen Zhang,Han-ding Guo,Cai-xia Yang,Lei Wang

期刊论文

Evaluation and prediction of slope stability using machine learning approaches

期刊论文

渤海海峡跨海通道桥隧方案比选研究

宋克志

期刊论文

Experimental evaluation of a 35 kVA downdraft gasifier

Ashok Jayawant Rao KECHE, Gaddale AMBA PRASAD RAO

期刊论文

独头巷道空气年龄及通风有效性评价研究

王海桥,田峰,黄俊歆,陈涛

期刊论文

Prevalence and determinations of physical inactivity among public hospital employees in Shanghai, China: a cross-sectional

null

期刊论文

River Chief System (RCS): An experiment on cross-sectoral coordination of watershed governance

Longfei Wang, Jiaxin Tong, Yi Li

期刊论文

The effect of different agricultural management practices on irrigation efficiency, water use efficiency

La ZHUO, Arjen Y. HOEKSTRA

期刊论文